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Head of Compliance - Insurtech

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  • Salary:


  • Contact:

    Ryan Borchers

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  • Published:

    18 giorni fa

  • Expiry date:


This role is the first hire of a Head of Compliance for the firm, and will be responsible for leading and growing the existing compliance team while establishing a compliance framework and playing a key role in regulatory issues in the product filing stages.

  • To be a trusted, strategic second Line of Defense partner to the team focusing on developing Compliance culture and providing leadership for the compliance team within the business
  • Collaborating with senior management to provide timely, value add, pragmatic, high quality compliance advice across the primary insurance value chain
  • Using your expertise, you will support the development of compliant products and distribution propositions by closely partnering with business functions
  • To build, implement and oversee a commercial and pragmatic product filing strategy for the local compliance team.
  • Supporting delivery of the Compliance strategy by inputting to the development of Annual Compliance Plans within the business and input to the Annual Compliance Plan
  • To develop and ensure appropriate implementation of a robust risk-based Compliance Programme for the business taking business model specific requirements into account, including maintenance of Compliance Risk frameworks in coordination with overall Compliance Group
  • Supporting Division Legal and Compliance key initiatives and advancing specific priorities relevant to the business
  • Providing regular compliance risk reporting to the board of directors, the senior management team and input to the parent company's Compliance reports
  • Providing relevant reporting to regulatory/competent authorities as appropriate
  • Engaging and collaborating with other expert functions including Legal and Risk Management to ensure the provision of consistent advice
  • Providing guidance on oversight of distributors and outsourced service providers as part of the oversight framework and conducting specific compliance oversight as required

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